Hulford Consultancy compliance advice regulatory and compliance services compliance uk

compliancy, financial compliance

Specialist Services for the Financial Services Industry

Compliance and Regulatory Services

The Hulford Consultancy provide assistance to the financial services industry through its interim managers or consultants on a full or part-time basis: Examples of the areas covered include:

  • Mergers, acquisitions and due diligence checks
  • Outsourcing
  • Mortgage and general insurance issues
  • Project management
  • Business re-engineering
  • Recruitment and training
  • Compliance advice and help for Financial Services Authority regulated organisations
  • Compliance monitoring
  • Developing point of sale systems
  • Dispute resolution
  • Mystery shopping
  • Disciplinary investigations and employment codes
  • Complaints and business review handling
  • Assisting with day to day regulatory compliance matters


Specialist Recruitment

Generally operating on a search and select basis, vacancies are not normally advertised. Posts filled range from middle management to board level. In the present environment non executive directors are an important area of activity for our clients. Most of our work revolves around financial services and the sectors which service it such as solicitors and accountants.

Expert Witnesses

We are able to provide expert witnesses who are accredited by the Academy of Experts. The areas covered include financial services compliance and industry practice.


Email: info@hulfordltd.com ~ Tel: +44 (0)1392 841399 ~ Web Design - Cyberpaint


Recent work includes:

The development of laptop point of sale systems; complaints resolution; new and historic business reviews; compliance sign off of new processes; monitoring and compliance training of sales force and introducers; advising on the development of new processes; developing and implementing mortgage and general insurance compliance procedures.